Securities Information
Frontera Resources Corporation securities are currently traded on the exchange below. The Company’s securities currently are not subject to any restriction on trading in the AIM market. Any securities issued in the future may not be sold, assigned, or transferred in the United States (i) unless the securities are issued pursuant to a registration statement that has been declared effective under the Securities Act of 1933, as amended (the “Securities Act”), and the transfer has been qualified under all applicable state securities laws or (ii) unless the securities are issued pursuant to an exemption from registration under the Securities Act and an exemption from applicable state securities laws.
|
Exchange
|
Symbol
|
|
United Kingdom: London Stock Exchange-AIM Market
|
FRR
|
CUSIP: G36813106
ISIN: KYG36813069
Issued Shares (as of 10 February 2012)
|
Number of Securities in Issue
|
2,150,936,154
|
|
Number of Securities in Treasury
|
31,652,581
|
|
Percentage of shares not in public hands
|
64.89%
|
Significant Shareholders (as of 17 May 2012)
As Frontera is not a company subject to United Kingdom Disclosure and Transparency Rules, it may not be able to ensure disclosure of interests of significant shareholders in line with AIM Rule 17.
| Kairos Eurasian Fund | 21.89% |
| DDJ Capital Management, LLC (1) | 10.89% |
| Elmar Finance Inc. | 7.57% |
| Steve C. Nicandros | 7.42% |
| Persistency | 7.68% |
| Outrider Management, LLC | 7.34% |
| Zaza Mamulaishvili | 3.55% |
(1) DDJ Capital Management, LLC is the investment manager and/or adviser for certain funds and/or accounts that in the aggregate beneficially own the Ordinary Shares set forth above. The names of the funds/accounts are on file with the Company.